mutual fund without authorization from the client. She did not clarify the details of the new fund and failed to assess the client's risk tolerance before giving investment advice, causing inappropriate
turning point for widespread use of cryptocurrency. Related state agencies must follow Libra’s progress with close discussion to assess impacts and proper supervision. On the private-sector front, how
protection volunteers to attend the meeting and assess the quality under the criteria known to all listed firms.?
relevant agencies to systematically assess problems and difficulties faced by SMEs and startups. In September 2019, a working group for the promotion of small- and medium-sized enterprises, startups, and
and Exchange Commissions (SECs) in ASEAN to assess the corporate governance practices of listed companies in six ASEAN countries (i.e., Indonesia, Malaysia, Philippines, Singapore, Thailand, and
/News_Detail.aspx?SECID=9159 SEC unveils Kasetsart University?s researches suggesting investors consider several factors to assess listed companies the sample group of securities on the turnover list. The test
://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=9159 SEC unveils Kasetsart University?s researches suggesting investors consider several factors to assess listed companies the sample group of securities on the
are available in the AGM Checklist). 2. The Thai Investors Association assigns AGM volunteer observers to participate and assess the AGM quality of listed companie s. Assessment Results SET
Providers: include fund supervisors, (sub-) custodians, proxy advisers, investment consultants and trustees. 4. Process to become a Signatory to the I Code Assess the company's readiness to implement the I