conditions stipulated under the brokerage agreement. Preliminary, the Company has issued a letter dated January 26, 2018 to the broker informing about the refund of the security deposit since the over of the
aiding or abetting thereof; (b) an offence regarding documents or accounts such as falsifying documents, using or referring to falsified documents, informing the competent officer to record false
assessment showing that the client is inappropriate to invest in or enter into a transaction of capital market products , the intermediary shall perform the following conducts: (1) notifying the client ; (2
made final order or judgment relating to the specified matter [in the Clause thereof], or [ii] when the SEC Office accuses such person to the inquiry official or issues a letter notifying the possession
technology system by independent unit once a year at least by an internal unit of the securities company or by an outsider inspector [M] · notifying to the Office without delay in case appeared that have
and internal control information technology system by independent unit once a year at least by an internal unit of the securities company or by an outsider inspector [M] o notifying to the Office
essential for informing stakeholders about how senior management tracks and manages climate-related risks and opportunities. Climate-related metrics should inform, and be informed by, the organization’s
handling; In this regard, the high-level management should arrange for a procedure in notifying and acknowledging the related personnel of the policies and the practices as well as a procedure for continuous
instruments; (7) The determination of guideline for complaint acceptance and handling; In this regard, the high-level management should arrange for a procedure in notifying and acknowledging the related
restriction on exercising right as the sukuk holder (if any); (e) a constitution, alterations and removal of sukuk trustee; (f) notifying sukuk holders to acknowledge the changing of sukuk trustee within the