supervisor, who was approved by the SEC, co-sign to certify completeness of information provided in the applications, filings, reports and all document submitted to the SEC. Scope of works 1. Issuance and
approved list of the SEC Office; (15) “fund supervisor” means the supervisor of a fund; (16)2 “common person group” means the persons with one or more of the following relationships: (a) spousal relationship
supervisor in business management. Clause 2 In order to ensure that critical function of intermediaries will continue or be restored in a timely manner in the event of disruption of its normal operations
) Calculate at the end of every trading day and announce the values within the following business day. 6.5 Announcement of the NAV (1) The mutual fund supervisor shall approve the NAV and values; ( 2) The
) “ financial advisor ” means a financial advisor on the approved list of the SEC Office; (15) “ fund supervisor ” means the supervisor of a fund ; (16)2 “ common person group ” means the persons with one or more
from a person who is required by law to specifically take responsibility. - The debenture holder representative or the mutual fund supervisor fails to act in compliance with his or her power and duties
Announcement of the NAV (1) The mutual fund supervisor shall approve the NAV and values; ( 2) The announcement shall be made through all appropriate channels and by all means to ensure that the investment
with the law governing securities and exchange; 4 (2) if the special purpose juristic person is a mutual fund, the securities company specified in the project shall appoint a mutual fund supervisor and
/ Fund Supervisor, and requirements relating to Approval, Valuation, and Operational Matters และ Part II : The Product Restrictions of Qualifying CIS ซึ่งอยู่ใน Appendix C : Standards of Qualifying CIS ของ