suitability, update of customers’ information, use of consulting experts, no pressure on customers’ decision-making, and specific conditions for digital asset trading centers and dealers like a case of
efficient technology systems, a system to review and assess customers’ suitability, which is very important as digital assets contain high risks. Once applicants for licensing are well-prepared and have
definition which is in line with what is stated in the aforesaid new rule. This is to ensure suitability and consistency with the investor’s qualifications and ability to accept associated risks. The
their investment objectives. While suitability test has been introduced to help investors realize whether the investment suits them, an investment consultant will give investor the advice on asset
procedure for selling of high risk securities such as suitability test, key information disclosure and warning of the securities? high risks or complexity.? Mr. Vorapol added.
benefits, totaling 341,669 baht. In addition, Somchai arranged a suitability test for the client while giving information inconsistent with facts, and failed to ask the client to sign in acceptance of a
through a variety of channels including booth exhibition.Visitors will experience basic financial planning knowledge - ?Three bags of Money Tips? saving techniques, suitability test and saving for
ตามระดับความเสี่ยง (suitability test) เพื่อรู้จักความสามารถในการรับความเสี่ยงของตนเอง (3) เรียนรู้รูปแบบการออมและการลงทุนในสินทรัพย์ที่หลากหลาย (4) เรียนรู้เท่าทันกลโกงที่มักหลอกให้ลงทุนในรูปแบบต่าง ๆ
capacities of an investment consultant and private fund manager without obtaining the necessary license. In this context, he sought public engagement regarding the value of securities and the suitability of
. A trustee's main duties are to: oversee that the trust instrument is established in conformity with relevant laws; appoint a trust manager; prepare a trust property account in segregation from a