companies and waiving the requirement to use the term “securities company” in the company’s title if the company has previously been engaged in other businesses. Additionally, in order to protect investors
consultants to the program. Important factors for driving forward the program towards its goals require collaborations from all sectors, in order for this program to develop and to increase the efficiency
subjected to income tax while provident funds are directly investing in fixed income and still getting tax exemptions.Thereby, in order to be consistent with provident funds, the Finance Ministry has
of their salespersons. Moreover, the rule will introduce more convenient tools and channels for investors to obtain better understanding on products being offered to them in order to make well-informed
restrictions or obstacles in business operations in order to prescribe rules which are appropriate, practical and beneficial to stakeholders. This revision of notifications is not applicable to securities
principles into their business practice in order to create sustainable value in the face of external uncertainties. In this regard, SEC, SET, IOD and Thai Listed Companies Association are ready to assist and
SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in
Limited Companies Act B.E.2535 (1992) to call an extraordinary general meeting in order to elect new directors. The SEC and other competent authorities have issued guidelines to set out the procedures
other countries and has requested for initial comments from the business sector in order to ensure this regulatory revision be appropriate for private fund management business in the Thai capital
has requested for initial comments from the business sector in order to ensure this regulatory revision be appropriate for private fund management business in the Thai capital markets.Thus, SEC