to issue a prison sentences for 1st and 3rd defendants. SEC Act S.243(1)(2) in conjunction with 244 and Section 86 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 30/01/2012

perform duties with responsibility and prudence as a professional under the relevant Notification of the Capital Market Supervisory Board.*  The SEC has therefore imposed the following sentences

Forms for Financial Statements of Securities Companies

Preparation and Disclosure of Financial Statements of Derivatives Business Operators

Re: Preparation and Disclosure of Financial Statements of Derivatives Exchange and Derivatives Clearing House

Re: Exemption from the Requirements to Submit Registration Statements for the Offer for Sale of Debt Securities

Rules, Conditions and Procedures for Filing of Annual Financial Statements and Preparation of Reports of the Stock Exchange of Thailand

submit the financial statements through the One For All Reporting System of the SEC Office within the period specified in the notification which are (1) the financial statements for the six-month periods

Headline: SEC has ordered YNP to amend its financial statements Quarter 3, 2010 and Yearly, 2010 Source: SEC Announcement Details Financial statements commands from the SEC Subject SEC has ordered

Singha Paratech Public Company Limited Singha Paratech Public Company Limited failed to prepare and submit (1) the reviewed financial statements for Q4/2011, (2) the financial statements for the year