, investment was made primarily in 1.) refinery machinery of THB 1,517 https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201808/18071178.pdf 6529se.pdf a trust, such person has been sentenced by a

26, 2018, the Criminal Court sentenced the accused to two years imprisonment for violating Sections 243(1)(2) and 296 of the SEA in conjunction with Section 83 of the Penal Code. Since the accused pled

Criminal Court sentenced the accused to two years imprisonment for violating Sections 243(1)(2) and 296 of the SEA in conjunction with Section 83 of the Penal Code. Since the accused pled guilty, the

Criminal Court sentenced the accused to pay a total fine of Baht 337,000 and a further fine of Baht 200 each day starting from the next day of prosecution date until the company so complies. Since the

. In this regard, six of the offenders are banned for the maximum period of 10 years each, and the other two for five years each. In addition, three branch managers of the bank were penalized for

penalized {B} by transferring her to perform duties unrelated to provision of services for sales of securities products from 25 December 2018 to 16 April 2020, which exceeded the penalty period imposed by

suspended her approval as investment consultant for Complex Instruments Type 2*** and investment planner for one month and 10 days. However, the bank had already penalized Prapai by prohibiting her from

in the first paragraph of Section 281/2 of the SEA. The Supreme Court sentenced the accused to 1-year imprisonment and pay a total fine of Baht 1,000,000 for violating Sections 281/2 paragraph 2 of the

the year 2020 (Form 56-1 One report) and (28) the annual registration statement for the year/annual report for the year 2021 (Form 56-1 One report). The Criminal Court sentenced the accused to pay a

sentenced the accused to pay a fine of 19,000 Baht and a further fine of 100 Baht each day for 7,817 days starting from November 17, 2021 until January 10, 2023 totally 781,700 Baht. The amount of total fine