. Transactions with the trustee A trustee shall not perform any actions against the interests of the REITs, nor actions which will cause the trustee to lose independence except for the following: being
approval of the Office of the Securities and Exchange Commission Name Position Managing power Independence Full time (with / without) (yes / no) (yes / no
positions which are required the approval of the Office of the Securities and Exchange Commission Name Position Managing power Independence Full time (with / without) (yes / no) (yes / no
Kong Securities & Futures Commission for mutual recognition of managed fund products. We also undertook a self-assessment for compliance with IOSCO Principles to pave the way for Thailand’s Financial
, led to an overhaul in international auditor supervision. The SEC has witnessed a shift from a system of Self-Regulatory Organization (“SRO”) under a professional body to a more stringent regulatory
remunerations of directors and executives,9 the independence of the Board of Directors from the Management, the director development and assessment of duty performance of directors including supervision of
Guidelines8 6.1.1 Policy and guidelines related to the Board of Directors covering the selection and the determination of remunerations of directors and executives,9 the independence of the Board of Directors
reporting process toward a higher quality. In the preceding years, the SEC mobilized various initiatives to support the preparers in building self- discipline and the understanding of appropriate and
ส่วนบุคคลซื้อ (against portfolio) ( หลักปฏิบัติในการซื้อขายหลักทรัพย์ของพนักงานทั่วไป และ พนักงานที่เกี่ยวข้องกับการจัดการกองทุนส่วนบุคคล (staff dealing rule) ( หลักปฏิบัติในการซื้อขายหลักทรัพย์เพื่อ