intermediaries shall comply with those Notifications as well. Clause 9 In revising and updating client information within a reasonable period of time under Clause 37 of the Notification on Standard Conduct of
. Revising relevant regulations to accommodate the establishment and management of Funds investing in DA, for example, asset custody, calculation of DA value, disclosure of information, appropriate advertising
mutual funds, capped at 5 percent of the NAV, for the benefit of asset allocation through fund managers. (3) Revising relevant regulations to accommodate the establishment and management of Funds
Stock Exchange of Thailand (SET), notifying the Board of Directors’ meeting resolution, revising the opinion of the Board and the Audit Committee from unanimous approval of the IFA’s report to approval
) Revising additional terms and conditions with details as follows: - Granting the bond issuer the right to redeem bonds before the maturity dates (call option) (for SQ25NA, SQ25NB
September 2024. The rectifications cover the followings: (1) Revising the account opening and KYC system, assessing the suitability of clients’ investments in digital assets, and reviewing and updating
competition or drawing, seeing that the promotion could lead to inequality as the winner will get higher returns than others. The SEC will accordingly take into account the principle in revising regulation
, and easy-to-understand and accessible information disclosure is also focused. Market and intermediaries: The SEC is revising relevant rules in line with international standards and cooperating with
on listed companies’ disclosure of material information, issuing investor warning messages, and/or posting trading signs to alert investors. For next steps, the SET is in the process of revising the
SEC set the mechanism to support investor protection by revising business conduct regulations to enhance responsibilities of the intermediaries in selling products and providing services appropriately