of GLOW who accept the tender offer Relationship with the Company: Initially, the Company has already examined GLOW’s list of shareholders as appeared on GLOW’s website on 7 March 2018, and the Company
clearing house shall take the following actions: (1) have the steps or procedures concerning computer systems relating to derivatives clearing and settlement services reviewed, monitored, and examined
activities. The presence of any unapproved software or changes should be investigated; (5) procedures to monitor and verify threat intelligence to make all relevant users become aware of threats. 8.3 Backup
software or changes should be investigated; (5) procedures to monitor and verify threat intelligence to make all relevant users become aware of threats. 8.3 Backup Objective: To protect against loss of data
examined by the SEC Office. Chapter 7/1( Providing Services of Portfolio Advisory or Program Trading _____________________ Clause 41/1 Providing services of portfolio advisory or program trading shall comply
outside the intermediary’s offices in order to be examined by the SEC Office. Chapter 7/1 Providing Services of Portfolio Advisory or Program Trading _____________________ Clause 41/1 Providing services of
, settlement, and depository services with respect to securities reviewed, monitored, and examined, according to an examination plan specifically designed to suit the level of risks for the particular
the Accuracy of Information I, as an authorized signatory of the issuer, have duly examined the information contained in this registration statement, appendices and attachments hereto. I hereby certify
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...