the power to revoke the registration of derivatives business operator. In case where the SEC Office knows that the cause of not maintain the 3 Amended by the Notification of the Securities and Exchange
deposit within the period specified by the Board of Directors, the Company may arrange the Board of Directors’ Meeting to annul the approval for the capital increase to offer the newly issued ordinary
Executives of Securities Companies (No. 2) Amending the Notification No. TorThor/Nor/Khor. 58/2552 as follows: 1. add (2/1) of Clause 1 2. amend (3) of Clause 1 3. repeal (4) of Clause 1 and (3) of Clause 2 In
Clause 1 3. repeal (3) of Clause 3 In use ( effective as from 1 February 2010) 2 15 September 2010 The Capital Market Supervisory Board No. TorThor/Nor/Khor. 39/2553 Qualifications and Prohibited
___________________________________________________________________________ Remark: The rationale for issuing this Notification is to repeal requirements related to appointment of a manager of full-service branch office and requiring securities company arrange to have
. 68/2558 Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Rules for Appointment of Independent Director of Intermediary 13/08/2015 16/09/2015 Notification
Conflicts of Interest (Synopsis) 07/04/2015 01/10/2015 Notification of the Office of the Securities and Exchange Commission Sor Thor. 68/2558 Repeal of the Notification of the Office of the Securities and
precious metal derivatives brokerage license is unable to comply with the conditions as prescribed in the first paragraph, the Securities and Exchange Commission may revoke its license thereof. Chapter 4