compliance unit in which acceptable and reliable standards are adopted. The compliance unit shall be independent to monitor the operation of the derivatives broker. Clause 8 The derivatives broker shall put in
period of five years prior to submitting the application; (b) the person shall be knowledgeable and have capability in performing a reliable valuation of infrastructure assets ; 2 (2) in the case that the
traditionally acceptable from persons or juristic persons who have stakes in the SEC operation. This is to ensure that the SEC operation is reliable, transparent and fair to all stakeholders. Ethic, Requirements
: "The SEC expects executives of securities companies to strictly supervise compliance with good corporate governance principles. A reliable KYC/CDD system can reduce the possibility of inappropriate
reporting environment, the AARG must continue to be progressive and work closely with the profession to raise audit quality standards and provide reliable financial reporting in ASEAN.? _________________
333/3 Viphavadi Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand Tel: +66 1207 or +66 2695 9999 Fax: +66 2695 9660 e-mail: info@sec.or.th BU I L D ING BR IDGES INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 BUILDING BRIDGES Securities and Exchange Commission, Thailand Securities and Exchange Commission, Thailand Contact Information This report is available for download on the SEC website: www.sec.or.th For more information, p...
, reliable forum for a wide variety of products and investment alternatives with reasonable risks and returns for the investing public. With the upcoming inauguration of the deposit insurance regulation, the
investment is in line with the Company’s business strategy to expand the natural resources business which could be integrated with innovative energy business in order to increase corporate value and diversify
ติภณัฑ์ทางเทคนิคอื่นๆ ทัง้นี ้นบัตัง้แต ่Sinterama ได้เร่ิมก่อตัง้ขึน้ในปี 2511 นัน้ Sinterama มีการน าเสนอแนวทาง แก้ปัญหาเชิงนวตักรรม (Innovative Solutions) และมีการลงทนุในด้านการวจิยัผลติภณัฑ์ที่
สำนักงาน ก.ล.ต. ภายใต้งาน Live SE Night ซึ่งจัดโดย SE Thailand (วันที่ 21 ม.ค. 64) เสวนาหัวข้อ “Brainstorming the way forward in using innovative finance in supporting SEs" โดย คุณรื่นวดี สุวรรณมงคล ภายใต้