cancellation of a major construction project. Based on such inside information, he was able to avoid loss by selling 8,651,400 of TIES shares off the trading account of Ornsiree, his daughter during 19 May 2014
Bee filed a cancellation notice to his broker, Globlex Securities Co., Ltd., in order to void the purchase transactions has no effect on the Sub-Committee?s opinion as well because the purchases of EIC
(Thailand) Co., Ltd. 2. Notification of the Cancellation of investment in Thai Takaya Co., Ltd. 12/03/2021 18:50 Consider entering into transactions with related parties 12/03/2021 18:50 Consider entering
for a loan amount of 300 million baht; (2) Requesting the cancellation of the immediate maturity of all outstanding bonds, together with exemption and cancellation of any actions taken
provide services with loyalty* by committing wrongful acts against investors’ assets, which was an offense liable to revocation of approval as investment consultant. However, the approval as securities
wrongful acts against investors’ assets are liable to the highest sanction of revocation of approval for investment consultant for Complex Financial Products Type 2. However, the approval for Somchai as
Bangkok, June 7, 2016 ? The SEC has imposed a 10-year revocation of approval on a capital market investor consultant by the name of Pornthip Deesuk for performing duties dishonestly with the
derivatives businesses. The SEC thus prohibits him from performing executive duties for securities and derivatives business operators for ten years during the revocation of his investor contact status.
capital market personnel has been set in lieu of the revocation because her approved capital market investment consultant status has ended since December 31, 2014 without a renewal. The said period is
market personnel has been set in lieu of the revocation because her approved capital market investment consultant status has ended since December 31, 2014 without a renewal. The said period is effective