Content ​​​​​​​Cross-border offering of funds   ASEAN Collective Investment Schemes (CIS) Asia Region Funds Passport (ARFP) Foreign Exchange-Traded Fund (Foreign ETF) ​ Mutual Recognition of Funds between

audit of financial statements to ensure that they are prepared in accordance with accounting standards. The Value of Audit Research Project aims to promote recognition of the value of audit among

กิจกรรม กิจกรรม SHARE : เลขาธิการ ก.ล.ต. รับโล่ WEPs Exemplary Ally Recognition ในฐานะผู้นำองค์กรให้ความสำคัญกับความเท่าเทียมทางเพศ 04 พฤศจิกายน 2565 นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการ

not required but must complete a derivatives knowledge course. − 4 Passed new curriculum of Certified Financial Planner (CFP).5 − ✓ − − 5 Approved or registered to perform similar duties to investment

Minister to grant his approval on establishment of limited company or public limited company within ninety days from the date on which the SEC Office receives complete application and supplementary documents

Ethics of Investment Analyst 6 Former investment analyst on technical factors. 6 − Examination not required but must complete a full course or a refresher course for renewal of approval.7 Examination not

on which the SEC Office receives complete application and supplementary documents. The Minister shall complete his consideration thereon within thirty days from the date of receiving the SEC’s

of 63.6% YoY or THB 354mn. The increase was mainly from (i) full year recognition of finance expenses related to the hotel business in Europe and (ii) recognition of finance costs associated with

to complete. Moreover, the 2016 inspection results of the auditors’ engagement showed that most findings were in the substantive testing phase, with the audit of revenue, the audit of inventory and the

ตลาดหลักทรัพย์ . Derivatives broker shall arrange to have information system to ensure the information related to undertaking derivatives business, both in document or electronic format, are accurate, complete