commission and promotion in unit transferred in Q3/2019. - Administrative Expenses in Q3/2019 amounted 200.04 million baht increased by 33.35 million baht or 20.01% compared to 166.69 million baht in Q3/2018
Rules, Conditions and Procedures for Advertisement Related to Promotion of Sales of Investment Units and Providing of Fund Management Services 06/02/2008 01/03/2008 4. Notification of the Office of the
Bangkok, 20 October 2017 ? The SEC is giving its full support to the Draft Law on Business Promotion and Public Access to Services through Financial Technology B.E ("FinTech Act") to create
Minority Shareholder. “During the course of assessment, the SEC proactively participated in the revision and promotion of various measures to enhance minority investor protection, resulting in the
initiative under the Capital Market Governance Promotion Initiative in Celebration of the Auspicious Occasion of His Majesty the King’s Coronation organized and launched on 14 August 2019 by SEC in
be one of the first participants in the ARFP initiative, a significant milestone in the promotion of cross-border CIS offerings since the ASEAN CIS in 2014. The ARFP would present more investment
provided that there is an investment limit for each member; (4) Promotion of investment diversification to be in line with international standards and market development. This includes determination of
The MOU signatories are (1) the SEC, (2) the Ministry of Education, (3) the Ministry of Finance, (4) the Ministry of Justice, (5) the Cooperative Promotion Department, (6) the Bank of Thailand, (7
regulatory framework that requires issuance and revision of necessary rules and regulations and promotion of effective enforcement in line with international standards and current situations.In this regard
raise awareness among employers, both in public and private sectors.In designing the Project, the SEC worked with the Thai Listed Companies Association and agreed that promotion of financial literacy in