who is able to provide consultation to investors on capital market products not having complex characteristics as well as the product having high-risk or complex characteristics.  

The amended rules on approval of ICO portals give the applicants more flexibility and reduce risk on developing/investing in high-cost  work systems while the approval process is underway

, possess wealth that meets the criteria, and are able to accept high risk associated with the trading situation of SMEs and startups. The governing rules and regulations are expected to take effect within

company adopts the company’s objectives, goals, and strategies, applying high ethical, environmental and social standards, and contributes to the sustainable growth of the company. Principle 5.3 The board

holdings—most of which are high-quality—at lower than fair value prices, impacting the funds’ value. This rapid decrease in the funds’ value might lead to further sell of other mutual funds and result in

% - 15% 15% - 25% > 25% !!#: 'R" Rก[[ ̂^ ^ก"(_ก " (SD) #$Rกก"[_ ! 5 $ 2 /6=กก ก0=ก5? M1:ก5/ 9 S (High Issuer Concentration Risk) ก" ก"%Rก# ̂ก#"J"" 5H /1 ≤ 10% 10% - 20% 20% - 50% 50% - 80% > 80

Frequency Trading (HFT) Regulatory Framework HFT ท าให้รายย่อยเสียโอกาสในการซื้อขาย DW? 17 "The high market volatility is a risk beyond our control, but HFT is a challenge we can cope with as DW issuers by

ratio was also close to the target of 42.31 percent. At the same time, our robust capital position was sufficient to cushion against risk, and greater than the Bank of Thailand’s requirement. As evidenced

/9692p.xlsx QAQR-02.xlsx that the firm considers as high risk? Please describe the relevant responses to these risks B1 Who is the ultimate shareholder(s) that have ultimate control of the audit firm, and;? B2

progress and remaining challenges, and formulated common policy objectives and a practical reform agenda. Awareness of the OECD Principles of Corporate Governance is now high in the region. In fact, all