visit) การรับบุคลากรของกัมพูชามาปฏิบัติงานที่สำนักงาน (secondment) เพื่อได้เรียนรู้ไปพร้อมกับการปฏิบัติงานจริง (on-the-job training) หรือการส่งผู้เชี่ยวชาญและผู้แทนของสำนักงานไปให้คำปรึกษาในกัมพูชา
SEC Secretary-General Ruenvadee Suwanmongkol said, “As I have taken a job as head of SEC since early May, I commit myself to work closely with SET on holistic approach in order to enhance
high quality audit work. This means audit committees would be able to do their job more efficiently as well,? Mr. Prakid said.Creating a well-balanced and sustainable ecosystem for financial reporting of
the 11 investment consultants were deemed a failure to perform duties or provide services honestly as they sought to gain personal benefits from investors through their job operation, or a violation of
yields for the elderly investors. It is part of our job to build consumers? awareness of the importance of long-term savings and smart investment to serve their own individual needs.?The four strategic
การฝึกปฏิบัติ การเรียนผ่านสื่อดิจิทัล การเรียนรู้จากการปฏิบัติงาน (on the job training) โดยมีการสอนงานจากผู้มีประสบการณ์ การศึกษาดูงาน โครงการแลกเปลี่ยนพนักงานกับองค์กรกำกับดูแลและภาคธุรกิจทั้งในและต่าง
Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Issued: January 2019 Updated: September 2019 2 Contents 1. Introduction 3 2. Definition 4 3. Guidance on ACMF Pass Framework 3.1 ACMF Pass overview 5 3.2 Permitted activities 6 3.3 Application process 9 3.4 On-going obligation 9 3.5 Monitoring, supervisory and enforcement mechanism 11 3.6 National regulations regarding the approval proc...
orders from such client. They just submitted trading orders as directed by {A}. Furthermore, they had never conducted KYC/CDD for the client because {A} prohibited them from doing so. Also, {B} received
application by using the name and signature of a friend of hers. In case of {B}, the SEC directed KTB Securities to conduct further probe into the case. As Panadda previously claimed, {B} admitted that she
authorities. Under the law, advisers with between $25 and $100 million of assets under management are directed to register with the states, if they are subject to examination by state securities