convenient market access, more efficient cost management of existing and new intermediaries in fulfilling investors? demands, enhancing market supervisory standards, and corporate reform to streamline
investors’ decision making and self-protection against capital market frauds. The mobile app is also a convenient channel for the SEC to communicate and keep the users updated on important news and the latest
. Processed food: Sales was 326.8 Million THB , increased by 35.8 Million THB or 12.3% YoY. Due to an increase in frozen shrimp’s purchase order with additional income from manufacturing ready meals which
submit the pooled fund data report on the essential information about each investment policy of a pooled fund in a dataset format to the SEC so that the pooled fund data would be processed and made
controls. In short, application controls help ensure that transactions occurred, are authorized, and are completely and accurately recorded and processed (ISA315) 7 IT General Controls 8 Minimum areas of
including derivatives fund managers being a financial institution regulated by other agencies; “ electronic data ” means data that are created, sent , received, stored or processed through electronic
derivatives fund managers being a financial institution regulated by other agencies; “electronic data” means data that are created, sent , received, stored or processed through electronic procedures
shall become the property of the SEC Office. Chapter 2 Special Purpose Juristic Person Section 9. Securitization under this Emergency Decree shall be processed by a special purpose https://www.sec.or.th
คณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Companies dated 29 June 2006. Clause 2 In the Notification: “ electronic data” means data that are created, sent, received, stored or processed through