registrar of any asset as assigned by a client, the securities registrar shall proceed according to the rules, conditions and procedures for recording and maintaining the register of securities including
, approved person shall proceed with establishment of limited company or public limited company to undertake securities business in the category of inter - dealer brokerage. Newly established limited company
property rights over two coal mines in Indonesia, which EARTH had acquired from exchange of the company group’s assets at an approximate value of 24 billion baht. In this regard, EARTH failed to proceed
2018. Failure to proceed accordingly may subject IFEC directors or such persons to be in contravention of Section 89/7 of the SEA and a supporter to such offence.Concurrently, the SEC is inspecting the
defendant fails to comply with the Appeal Court’s judgement, SEC shall proceed with legal execution in accordance with the legal process in due course**.”In any case, the civil penalty and the compensation
.” ______________________News and relevant laws: - SEC News No. 227/2023: SEC instructs Zipmex to rectify the fund condition and proceed in the best interest of clients, released on 25 November 2023. - Notification of the
clients or proceed as per their requests. If the clients do not claim their assets, Zipmex must deposit them in a trusted and secure system to protect the clients’ interests. Due to its failure to
Notification of the Office. Clause 4. In a short sale of securities pursuant to the customer’s order which is not an institutional customer, the securities company shall proceed as follows: (1) inform the
characteristics prescribed by Notification of the Office. Clause 4. In a short sale of securities pursuant to the customer’s order which is not an institutional customer, the securities company shall proceed as
, however, the public relations department may be responsible for the job. In such case, must the job be transferred back to the company secretary? And how should the company proceed? A: By law, the company