business and human rights will lead to the United Nations’ Sustainable Development Goals (SDGs). In addition, SEC Secretary-General will present the progress of the operation of government agencies
system and personnel. The proposed revision is to introduce a compilation of rules, at present, stipulated in a number of regulations; for instance, rules and conditions concerning business undertaking and
Under the amendments, SEC has proposed to lift the limitations on unitholding which bar any person or any associated person from holding investment units in a mutual fund over one third of the
Board Member, Capital Market Supervisory Board Education Master of Laws (LLM), Thammasat University Barrister at Law of the Thai Bar Association Bachelor of Laws (LLB), Thammasat University
committing the offense in an amount of 1,500,000.00 Baht - a civil monetary penalty of 1,875,000.00 Baht - a bar from serving as a director or
of 1,724,500.00 Baht - a bar from serving as a director or executive in a securities issuing company between 20/04/2022 and 19/04/2023  
;- a civil monetary penalty of 500,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 20/04/2022 and 19/04/2023 
500,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 20/04/2022 and 19/04/2023 - a
from committing the offense in an amount of 150,000.00 Baht - a civil monetary penalty of 1,500,000.00 Baht - a bar from serving as a
; - a bar from serving as a director or executive in a securities issuing company between 20/04/2022 and 19/01/2023 - a reimbursement of investigative