, while reviewing the existing regulations to be in line with the current situations and remain as necessary for more convenience, less business-sector costs, lower burden on people and compliance with the
to ensure economy of scale for such investment management. In addition, asset management companies view that the existing rules that allow management of mutual funds through investment in other
Under the existing regulations, each business operator allows to prepare the customer complaints’ handling report in its own style and classify the type of complaints as it deems appropriate. Such
Currently, the existing regulations require that the foreign issuer of baht bonds comply with the approval and disclosure rules in the same manner as other types of bonds. Additionally, to issue and
practical experience on the matters with participants from securities industry including executives, securities analysts and fund managers. SHARE :
จำกัด (สิงคโปร์) จัดอบรม หัวข้อ “SEC Boot Camp: Your Practical Guide to Issuing Green Bonds” โดยมี Mr. Gilles Pascual, Programme Director of EY Corporate Services, Ms. Ivy Lau, Project Manager for
is an important kick-off towards practical activities of Thailand Responsible Business Network (TRBN) – a joint initiative of the Thai Listed Companies Association, the SEC and seven other
Consumers Council. To provide the audience with a clearer picture of class action legal proceedings, the panelists discussed and exchanged views and experience, theoretical and practical, in relation to this
of the Bank of Thailand (BOT). SEC would like to thank BOT for fostering the development of NDID system to its practical use and allowing the extension of its scope of services to intermediaries in
, ThaiBMA is a valuable contributor of opinions and recommendations in practical matters that benefit the development of the Thai bond market,” said SEC Secretary-General. Over the years, the SEC and ThaiBMA