management of the mutual fund may cause damage or unfair treatment to the investors. (5) The operation of the mutual fund is inconsistent with the approved scheme. In this connection, the SEC has the power
website and in its annual reports (if any). Institutional Investors who are regulated by the SEC, such as Asset Managers, are required to notify the SEC electronically by email to esg-sec@sec.or.th of
conservation. This collaboration can facilitate the creation of innovative financial products, such as green bonds. In addition, there are various frameworks and sets of recommendations related to biodiversity
Digital Asset Regulatory Sandbox to facilitate experiments and the development of innovations supporting the efficient provision of digital asset services in the real-life context. Interested parties are
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national economy. At present, there are six legislations administered by the SEC, namely: the Securities and Exchange Act of 1992 ; the Derivatives Act of 2003 ; the Trust for Transactions in Capital Market
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investment consultants regarding the nature and features of the investment vehicles in which they are interested, conditions for earning returns, associated risks, criteria for returns payment and redemption
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