accused; however, attempt to arrest the offender failed and the statute of limitations ran out under the derivatives ACT B.E. 2546. DV Act S.16 and Section 343 of the Penal Code in conjunction with
), and (4) the annual report for the year 2012 (Form 56-2, 2012) the public prosecutor issued a prosecution order against the alleged offender; however, attempt to arrest the alleged offender failed and
approval on behalf of the company, colluded with Miss Tan Lethi, another BLISS investment board members and alleged offender, sought unlawful gain causing damage to BLISS. They decided or proceeded for
of the company, colluded with Miss Penkae Katekaew, another BLISS investment board members and alleged offender, sought unlawful gain causing damage to BLISS. They decided or proceeded for BLISS’s
Kalayanamitr was also charged by the public prosecutor as another alleged offender in this case.
offenders. The total amount of fine on each offender was calculated on the number of items the offenders failed to submit to the SEC as detailed below: (1) KGI Securities (Thailand) PLC. 209,062.50 baht
and are barred from serving as director or executive of securities issuing companies or securities companies for a period of 56 months each. In addition, the offender named Koravit is prohibited from
to inflict the punishment upon the offender. Consequently, the court ruled against her for being a director of a company whose securities are listed in the securities exchange, she shall be liable to 5
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...
Translation (Unofficial Translation) PAGE (Unofficial Translation) Page 32 of 32 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Office of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Rel...