client’s permission or consent in writing. Clause 7. Derivatives broker may deposit customer’s cash with commercial bank or other bank established under the specific law, or invest in promissory notes issued
securities or instrument issuer within appropriate time. Derivatives broker shall not declare its intention to employ the client’s right and benefits without client’s permission or consent in writing. Clause 7
cost The Company and its subsidiaries’ financial cost from loan and permission note were Baht 12. 97 million or increased from the same period of previous year by Baht 6. 51 million or 100. 70% due to
cost The Company and its subsidiaries’ financial cost from loan and permission note were Baht 68 million or decreased from the same period of previous year by Baht 1 million due to the interest rate was
to the public without the necessity to request for permission from SEC, according to the meeting resolutions of SEC Board on 1 August and of the Capital Market Supervisory Board (CMSB) on 5
their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his
transactions she executed herself without the client’s permission. In addition, in May and November 2017 and August 2018, {A} asked the client to affix signature on the confirmation of backdated trading
above to the SEC within 15 days, as from 2 February 2024. To resume its normal business operations, Zipmex must be granted prior permission from the SEC Board. However, currently Zipmex’s business
preparing documents to be submitted to The Securities and Exchange Commission (“SEC”) for permission to set up Trust. In addition, the Company’s Board of Directors has passed a resolution to approve the
. Although there have been problems and obstacles during work, the Company was able to fine tune and improve the work process to be smoother and faster. The progress of work continues as planned, and the