failure to order or act in accordance with duties required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 8/2025 Settlement Committee Order No. 115/2025 Dated
3 years during a 5-year period prior to application submission, please specify details of the company where the applicant has performed duty as an audit supervisor or a person who reviews audit
structured note offering documents without making contact or giving investment advice to investor which caused the transaction to sell structured notes to be executed as if the investment consultant had
manager, performed their duties dishonestly by proceeding for T.U. Dome Fund to pay 10.4 million baht to Bania Co., Ltd. It was claimed that the payment was made for the turnkey contract of construction and
Mr. Saran Lertchareonwongsa Mr. Saran Lertchareonwongsa rendered assistance and support for Mr. Bhusana Premanode performed duties committed a fraud by misappropriating money of Nongree Power Plants
office which is in breach of the Securities and Exchange Act B.E. 2535, resulted from the instructions or the failure to give instructions which is a duty required to be performed. SEC Act S.300 in