fund with policy responsive to investors? needs. Mutual funds to be offered should fill savings-investment gap for targeted investors and easy to understand. Moreover, selling of investment units must be
to understand the risks of bonds and up-to-date information before their investment, as well as to make information become easier to access. Therefore, SEC has improved the supervision guideline on
operators and relevant agencies, thus, needs to know and understand the principles and rationales of customer’s data protection and are required to operate their businesses in compliance with the Personal
, subject to SEC oversight; 3. Enhancing SEC Staff Efficiency ? Initiatives to build ?Change? mindset and develop staff potential are underway to ensure that the SEC?s personnel will understand the ?Change
) ซ่ึงรวมถึงการเพ่ิมบทบาทของสตรีในระดับ ผู0นำองคKกร (Gender equality) (3) การขับเคลื่อนเปeาหมายการพัฒนาท่ียั่งยืน (SDGs) และ (4) การยกระดับ การเปkดเผยข0อมูล ESG ของบริษัทจดทะเบียน (1) ด/าน Climate change
follows: 1 . We wish to express an intention to submit information electronically to the SEC Office and agree to abide by the following conditions: 1.1 We fully understand and acknowledge the SEC Office’s
understand relevant parts of the corporate governance framework. 3 | coRPoRAte goveRnAnce Rosc FoR thAIlAnd executive summary While active enforcers, the response of the SEC and BoT to the global financial
INCLUSION • RESPECT TO DIVERSITY AND EQUALITY • SUSTAINABLE FINANCIAL INNOVATIONS UNDER THE STRONG ESG PRINCIPLES • DATA PRIVACY Sustainability Strategic Focus Sustainability Contribution to the Nation S TA K
oversight system are recognized by the European Commission as equivalence to that of the EU Member States , or iii. an independent audit regulator of a country that has been assessed under the