Forms for Financial Statements of Securities Companies
use the SRI Fund symbol when marketing such funds in Thailand under the HK-TH MRF project, which requires that asset management companies disclose fund information according to the destination
charge of defining company’s objectives, policies and directions as well as overseeing the company’s operation in accordance with the aforementioned to add economic values for the company and ensure the
charge of defining company’s objectives, policies and directions as well as overseeing the company’s operation in accordance with the aforementioned to add economic values for the company and ensure the
Maintenance of Capital of Mutual Fund Management Companies, Private Fund Management Companies, Securities Brokers and Dealers, and Underwriters Limited to Investment Units and Derivatives Fund
Custody of Assets of Clients by Securities Companies
Special Holiday for Securities Companies and Derivatives Business Operators
Custody of Assets of Clients by Securities Companies (No. 3)
Rules and Periods for Report Submission of Securities Companies
Custody of Clients’ Assets by Securities Companies (Codified)