Exchange Act 2535 92 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board TorThor 31/2556 Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices
. Investments in infrastructure assets Three Types of qualified investments are: direct investment through obtaining ownership of assets: suitable for infrastructure assets with transferable ownership such as
financial institutions established by any other law which have obtained securities business license after acquiring a status as financial institution; (6) a person who obtains derivatives business license in
obtained securities business license after acquiring a status as financial institution; (6)1 a person who obtains derivatives business license in the category of derivatives brokerage limited to precious
including brokerage, dealing or underwriting of securities limited to debt securities or investment units. Clause 2. A securities company shall undertake trust business upon obtaining a license to undertake
business upon obtaining a license to undertake trust business under the Trust for Transactions in Capital Market Act B.E. 2550 (2008). The Office hereby notifies the Capital Market Supervisory Board’s
, designing mutual funds according to the investment policy, assets to be invested, payment period, investors’ expectation regarding unit selling, risk monitoring throughout the scheme term, obtaining diverse