Repeal of the Notifications related to Operation of Securities Business and Derivatives Business by Securities Company and Derivatives Intermediary
The Repeal of Notifications related to Operation of Securities Clearing House, Central Securities Depository, Derivatives Exchange and Derivatives Clearing House
, determine the details, conditions and take any actions necessary for the purpose of stock trading, signed ALP FPI's share purchase agreement, as well as other operations necessary and appropriate in relation
honesty and integrity based on their career records, as well as having skills and experiences which are beneficial to the business operation; (4) being able to show the readiness of its work system and
of business or premises or any place necessary for inspecting the applicant’s financial condition, business operation, assets or any relevant data. Clause 9 In case where the SEC is of the view that
of the SEC’ s operation 1 2 3 4 5 6 1. Supervision of Securities Business 3/10 • For flexibility of securities business supervision and supporting Financial Technology • To promote development and
English (United States) MinistrialRegulationSEAArchive-15 Our use of cookies We use necessary cookies to make our site work. We'd
mean any person holding equivalent position called otherwise and such person shall be responsible for a line of work relating to provision of securities services, securities operation or research on
holding equivalent position called otherwise and such person shall be responsible for a line of work relating to provision of securities services, securities operation or research on securities or capital