Exchange Act B.E. 2535 (1992) with the duty to supervise and develop the Thai capital market to ensure efficiency, fairness, transparency and integrity. One of the SEC?s responsibilities is to monitor and

notified him of inappropriate submissions of trading orders for UNIQ shares, he neither promptly improved the trading submission surveillance system nor applied more stringent monitor on the clients? trading

monitor the effectiveness. However, there is still room for improvement for Thai listed companies. For instance, there should be a system to review and monitor how the corporate strategies are implemented

, company’s compliance unit must monitor and examine all advertisements and prepare monthly report on advertising oversight for board of directors’ approval. The monthly reports are then compiled and submitted

different from those mandatory targets prescribed by the FAP (12 hours/year, and at least 6 hours relate to accounting subject)? If yes, explain how and why. 8 How does the firm obtain, compile and monitor

) 2 % หลัง ได้มา/ จำหน่าย (กลุ่ม) 2 หมายเหตุ 3 PDF หมายเลข SECURE HUDSON ASIA HOLDINGS PTE. LTD จำหน่าย หุ้น 11.677 7.5237 4.1532 16/12/2564 11.677 7.5237 4.1532   246015522112-1 หุ้น หมายถึง หุ้นสามัญ

derivatives broker has advanced its own asset to secure or satisfy the obligations incurred incidental to, or resulted from, a derivatives transaction for the account of a customer, the derivatives broker

amount of 90 million baht while GSTEL is unable to secure external funding sources. In addition, GJS has sufficient cash flows and liquidity to support the short-term loan to GSTEL without collateral

, banking, and capital market sectors will remain secure and safe. The discussion was joined by Air Vice Marshal Amorn Chomchoey, Secretary General of the National Cyber Security Agency, and Khun Sirithida

2021, the issue date of the SEC Board’s order. If the clients do not take assets back within deadline,  Huobi is required to deposit the clients’ assets in a secure system