Exchange Act B.E. 2535 (1992) with the duty to supervise and develop the Thai capital market to ensure efficiency, fairness, transparency and integrity. One of the SEC?s responsibilities is to monitor and
Exchange Act B.E. 2535 (1992) with the duty to supervise and develop the Thai capital market to ensure efficiency, fairness, transparency and integrity. One of the SEC?s responsibilities is to monitor and
notified him of inappropriate submissions of trading orders for UNIQ shares, he neither promptly improved the trading submission surveillance system nor applied more stringent monitor on the clients? trading
monitor the effectiveness. However, there is still room for improvement for Thai listed companies. For instance, there should be a system to review and monitor how the corporate strategies are implemented
, company’s compliance unit must monitor and examine all advertisements and prepare monthly report on advertising oversight for board of directors’ approval. The monthly reports are then compiled and submitted
different from those mandatory targets prescribed by the FAP (12 hours/year, and at least 6 hours relate to accounting subject)? If yes, explain how and why. 8 How does the firm obtain, compile and monitor
competitiveness. Presently, there are more than 600,000 business-entities registered and operated nationwide. Crowdfunding; an innovative fund-raising facility, is an alternative financial source for business
aims to address this issue by facilitating intermediaries? creation of innovative service channels and provision of wealth advice, product knowledge and understanding for potential investors to create
FinTech ทุนนวัตกรรมประเภท Innovative FinTech ทุนนวัตกรรมประเภท Popular Vote รวมเงินรางวัลทั้งสิ้น 250,000 บาท ร้อมรับโล่รางวัลเพื่อเป็นเกียรติ และรับสิทธิพิเศษในการใช้สถานที่หรือสิ่งอำนวยความสะดวกจากหน่วย
information, fund performance comparison in the same categories, and convenient access to services through innovative technological channels are additional criteria to comply." Currently, many types of mutual