enhancing flexibility and resilience in business operation as well as to discuss guidelines for supporting business operation. The meeting’s topics included (1) a study of securities business landscape to

the operation of securities business, the Securities Exchange, over-the-counter center, organization related to securities business, derivatives business, derivatives trading center, derivatives

of the SEC Office; (6) being a manager or a person with power of management of the operation of securities business, the Securities Exchange, over-the-counter center, organization related to securities

are allowed to also inform the SEC of the names of foreign business operators instead of only the names of the foreign personnel as previously required; 2. Modifying the requirements for notifying the

at least on a quarterly basis;5.  Modifying consideration procedures of underlying indices, management strategies, and disclosure requirements for inbound foreign ETFs to be in line with those

, according to their underlying assets, but at least on a quarterly basis; 5.  Modifying consideration procedures of underlying indices, management strategies, and disclosure requirements for inbound foreign

reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 51/2561 Re: Outsourcing Function related to Business Operation to Third Party ____________________ Whereas

position not less than one year; (5) being an officer or an employee of the SEC Office; (6) being a manager or a person with power of management of the operation of securities business, the Securities

) the Company to purchase assets and business operation under tradename “Komchadluek” (“Komchadluek Business”) from Komchadluek Media Co., Ltd. (“KMM”), a subsidiary of NMG, whose 2,499,998 shares or

operation of AQ ESTATE Public Company Limited (“AQ”), shall be liable for AQ’s failure to prepare and http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 2/2017 Dated 18/01/2017 Mr