Applications for Registration to be a Derivatives Business Operator in the Category of Derivatives Broker, Derivatives Dealer and Derivatives advisor. By virtue of Clause 5 of the Notification of the Securities
e-service Online Submission See canceled document Derivatives Dealer >> Registered Companies Type Title Section See Document Status Notified Date Effective Date 1. Act The Derivatives Act B.E
Derivatives Act B.E.2546 (2003). In addition, WSD Financial (NZ) Ltd. claimed to be legitimate licensee of derivatives business in Thailand , in fact it had been registered with the SEC as derivatives dealer
Financial (NZ) Ltd. had been registered with the SEC as derivatives dealer but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed
Coins Th Company Limited Coins Th Company Limited ("Coins Th"), a digital asset broker and a digital asset dealer, is obligated to submit an annual compliance report to the SEC office
. http://www.lhsec.co.th/ MACQ MACQUARIE SECURITIES (THAILAND) LTD. https://www.macquarie.com/th/en.html MST MAYBANK SECURITIES (THAILAND) PUBLIC CO.,LTD. http://www.maybank-ke.co.th MERCHANT MERCHANT
://www.liberator.co.th/ MACQ MACQUARIE SECURITIES (THAILAND) LTD. https://www.macquarie.com/th/en.html MST MAYBANK SECURITIES (THAILAND) PUBLIC CO.,LTD. http://www.maybank-ke.co.th MERCHANT MERCHANT PARTNERS SECURITIES
. Notification of the Securities and Exchange Commission No. Kor Thor. 11/2553 Re: Registration of Derivatives Business Operator In the Category of Derivatives Broker and Derivatives Dealer _____________ By virtue