Exchange of Thailand. The papers pointed out the significance of making prudent study on information and fundamental analysis of securities prior to making investment decision in order to mitigate trading
an account with, they should seek verification from the firm before making any transactions.? Before making decision to use any wealth management services, investors can check the list of licensees and
for their investment decision making. ?The regulations on securities allotment to the issuing companies? related persons must be revised as they have been in force for years. The revision aims to
information in materiality for client's investment decision making. Following a report on the client's complaint filed by the Ministry of Finance, the SEC further probed into the case and found that {A} gave
making direct investment in form of freehold or leasehold as well as rights in revenue sharing agreement, or by making indirect investment in shares of company operating infrastructure projects. The
- - - - - - Other securities (if any) - - - - - - Total 80.11 Baht 1,383,486,983 (Translation) -2- 5. Securities held prior to making the tender offer and securities to be acquired under any other agreements. (As of
rights and benefits of securities holders or the decision making of investors, the SEC, by virtue of Section 58(2) of the Securities and Exchange Act B.E. 2535 (1992), has therefore ordered MORE to clarify
and Governance (ESG) efforts that supports investors in their investment decision making. SEC Secretary-General Ruenvadee Suwanmongkol said: “Building an ecosystem conducive to sustainable growth of
, capital market participants were invited to comment and exchange views on setting up an investor protection fund in the Thai capital market which is considered as laying down infrastructure for making a