Determination of Form and Procedure of Application and Form of License for Undertaking Securities Business Pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking
Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Application Form for Approval of Operation of Agricultural Futures Trading Business by Derivatives
Rules, Conditions and Procedures for Application for License and Issuance of License for Establishing a Securities Trading Center under Regulatory Sandbox to Experiment and Develop Innovation In
Thailand (No. 3) dated 15 October 2013. Clause 3 In this Notification and the Application Form for an offer for sale of newly issued securities as stipulated by this Notification: “securities” means the
Capital Market Supervisory Board No. TorChor. 34/2551 Re: Application for and Approval of Offer for Sale of Newly Issued Share Warrants and Newly Issued Underlying Shares ------------------------------ By
accounting principles. Moreover, the auditor was unable to find sufficient supporting evidence to satisfy the audit procedures due to limitation on scope of audit imposed by the PICNI management in various
satisfy the audit procedures due to limitation on scope of audit imposed by the PICNI management in various matters including inability to obtain certification from the company?s management regarding
use the information and computer system such as application system, internet accessing privilege etc. to the user as a manner of duties and responsibilities. It shall determining the privilege only in
information and computer system such as application system, internet accessing privilege etc. to the user as a manner of duties and responsibilities. It shall determining the privilege only in the case of
PRO to rectify its financial statement for 2011 due to the limitation on auditing by the company?s executives on the matters concerning the company and its subsidiaries? failures to appraise the fair