e-service Online Submission See canceled document Securities Borrowing and Lending >> Accounting and Records (section 105)   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Securities Borrowing and Lending >> Audited Financial Statements & Auditor Approval (section 106)   Type Title Section See Document Status Notified

e-service Online Submission See canceled document Securities Borrowing and Lending >> Public Disclosure (section 108)   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Securities Borrowing and Lending >> Reporting & Notification Requirements (section 109)   Type Title Section See Document Status Notified Date

e-service Online Submission See canceled document Securities Borrowing and Lending >> Revocation of License (section 147)   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Securities Borrowing and Lending >> Short Sale Provisions (section 98(5))   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Securities Borrowing and Lending >> Management Approval and Revocation (section 104)   Type Title Section See Document Status Notified Date Effective

e-service Online Submission See canceled document Securities Brokerage Business >> Securities Lending / Credit Balance (Section 102)   Type Title Section See Document Status Notified Date Effective

borrowing and lending, and joint venture management. As a result, any intermediary wishing to operate only brokerage business, for example, would have to meet the high minimum paid-up capital rule despite its

various categories consisting of: (1) equity brokerage, (2) equity dealing, (3) equity underwriting, (4) investment advisory service, and (5) securities borrowing and lending.