Provision __________ Clause 23 Any branch offices and oversea representative office of the intermediary, which have been established lawfully before this Notification comes into force, they are deemed to be
of the businesses under Clause 3 for a period of not more than three months as from the expiry date of approval under Clause 12: (1) having been legitimately appointed by the businesses under Clause 3
Agent to Facilitate the Acceptance and Execution of Trading Orders of Securities or Derivatives by assigning personnel in the capital market business who are not investment planner to take action lawfully
UNOFFICIAL TRANSLATION Codified up to No. 6 As of 12 April 2019 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 35/2557 Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries ______________________ By virtue of Section 98(6) of the Securities and Exchange...
AS’s capital increment; the company is lawfully established in Norway, which conducts development and production of petroleum in Norway. Bangchak’s share subscription will not exceed 90% of the newly
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Thor. 32/2559 Re: Rules, Conditions, and Procedures for Operation of Securities Clearing Houses and Central Securities Depositories By virtue of Section 16/6, Section 223/3, and Paragraph 2 of Section 228 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securi...