Securities and Futures Commission of Hong Kong (SFC) and the Securities and Exchange Commission of Thailand (SEC) Concerning Mutual Recognition of Covered Funds and Covered Management Companies and related
Understanding (MoU) between the Securities and Futures Commission of Hong Kong (SFC) and the Securities and Exchange Commission of Thailand (SEC) Concerning Mutual Recognition of Covered Funds and Covered
) with or without potential recourse to the issuer, and that is aligned with the SBP. • Social Securitised and covered Bond: a bond collateralised by one or more specific Social Project(s), including but
manner to allow members and involved persons to be well informed of possible effects and risks from the operation of the business; Part 3 Subject Matters of this Notification Clause 4 This Notification
of knowledgeable and competent personnel. The firm should immediately identify and resolve the issues. The evaluation result in the year 2016 suggest that the firms with low turnover rate will have
. ACC6206 / 004 dated June 28, 2019 regarding the progress of the sale of the subsidiary's shares. As the company has a letter of reference Informed the progress of the sale of all shares held by the ACC
Private Placement basis, which shall be informed by the Company in the SET system later on. 9. The Meeting has resolved to propose the Extraordinary General Meeting of Shareholders No. 1/2019 to consider
Earlier, SEC had considered the amendments to the rules relating to net capital requirement for securities and derivatives business operators, and published a public hearing in 2019 which covered
will be imposed if inappropriate behaviors of issuing companies such as concealment of information or cooking the books have been found. The issuers covered under the proposed revision are non-listed
extended to such fund raising method and a smart contract has not yet covered an enforcement of investors’ rights in some issues which are activities occurring outside blockchain * and are not based on the