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การอันเป็นหน้าที่ที่ต้องกระทำ เป็นเหตุให้ บล. ดาโอ มีระบบงานในการทำความรู้จักลูกค้าและตรวจสอบเพื่อทราบข้อเท็จจริงเกี่ยวกับลูกค้า (Know Your Customer and Customer Due Diligence : KYC/CDD) บกพร่อง ทำให้มี

. Pranay Kothari, an Executive Director and representative of juristic person of PCL, and Mr. Manish Gupta, Chief Financial Officer of PCL, know the information on PTL’s performance in the consolidated and

(Asia) Pte. Ltd. (“PAPL”) and Polyplex (Thailand) Public Company Limited (“PTL”), and Mr. Manish Gupta, Chief Financial Officer of PCL, know the information on PTL’s performance in the consolidated and

(Thailand) Public Company Limited (“PTL”), and Mr. Pranay Kothari, an Executive Director and representative of juristic person of PCL, know the information on PTL’s performance in the consolidated and

ought reasonably to know that they may exploit such information for trading PHOL securities. 23/07/2021 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :

reasonably to know that she may exploit such information for trading PHOL securities. 19/08/2021 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :  

information to the public on 12 October 2015. Furthermore, Mr. Thaksa also disclosed such inside information to Mr. Thanat, while he knew or ought reasonably to know that Mr. Thanat may exploit such information

, while he knew or ought reasonably to know that they may exploit such information for trading TU securities. 20/04/2022 agreed to comply with civil penalties determined by the Civil Penalty Committee as

on 6 November 2017. Furthermore, he also disclosed such inside information to Mr. Chan Hon Hung, while he knew or ought reasonably to know that Mr. Chan Hon Hung may exploit such information for