specify the type thereof): ..................................................................... Branch of a foreign commercial bank phanchul Typewriter [Input date] phanchul Typewriter [Input the Legal
Malaysia. Based on an extensive survey of country practices, the Guide identifies good practices and puts forward recommendations in the following areas: Putting into place a comprehensive legal framework
PowerPoint Presentation Considering whether it constitute law violation Taking legal action(s) Administrative Action Civil Sanction Criminal Action CSC considers whether a civil sanction is proper to
Takeovers Experiences Legal Specialist of Takeover Panel, the Office of the Securities and Exchange Commission Managing Director, Krungthai Law Company Limited Deputy Managing Director, Krungthai Law
be Major Shareholder • Prescription of Type of Legal Entity Eligible to Apply for Approval on Establishment of Limited Company or Public Limited Company to Undertake Securities Business in the
of investment advisory service which is a legal entity under Clause 1(1) to (5) shall- (1) be able to maintain capital funds and set aside reserve capital in accordance with law controlling business
is prepared by Legal Department with the sole purpose of facilitating the comprehension of foreign participants in the SEC’s rules and regulations and shall not in any event be construed or
business operators. This is because such unlicensed activities do not come with legal protection, and the investing public is exposed to the risk of falling victim to scams. It should be noted that all
misconduct of MRC - BIZ is liable to offering for sale of digital tokens and operating digital asset exchange without license, which is a legal offense under Section 17 and Section 26 subject to the
enter the criminal fining process; therefore, the inquiry official of the Economic Crime Suppression Division of the Royal Thai Police (ECSD) was notified of the matter to undertake further legal