contracts on the Derivatives Exchange for 3 years from 15 December 2020; and a bar from serving as a director or executive in a securities issuing company or a securities company for 5 years from 15 December
, I hereby acknowledge that, for the purpose of rendering consideration whether to list my name onto the Issuing Company’s Director and Executive Database, the SEC Office will take the following
SHARE : SEC and SET run a joint public hearing on the proposed prohibition of investment company characteristics in issuing and listed companies Wednesday 20 July 2022 | No. 116 / 2022 Bangkok, 20 July
on the public, a public hearing seminar is usually held. In this connection, although the SEC does not have a formal procedure to assess costs of compliance with the regulation, related input is
the purpose of compliance with this Notification, the SEC Office is empowered as follows: (1) issuing detailed Notifications under the scope of this Notification in order that any intermediary would
subsequently applied checklists in actual tasks of issuing notifications or restructuring existing work. The outcomes indicated a better ability to provide solutions for stakeholders. The formulation of
necessary. (2) a procedure for communication and providing services, namely: (a) compiling and assessing information of clients to get to know clients and assess the suitability of their investments or
procedure for communication and providing services, namely: (a) compiling and assessing information of clients to get to know clients and assess the suitability of their investments or transactions; (b
procedure for communication and providing services, namely: (a) compiling and assessing information of clients to get to know clients and assess the suitability of their investments or transactions; (b
Representative will be permitted to perform the following activities in the Host Jurisdiction: (i) issuing or promulgating research analysis or research reports concerning the capital market products as set out in