skills and knowledge in relation to the performance of duty as investor contact using three criteria being 1. Participation in activities accepted by the Office, 2. Further education and 3. Maintenance of

Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business of Investment Advisory Service (Codefied)   12/01/2017 16/02/2017 Notification of the Securities and

provide bookkeeping or any services which affects its independence to the company or its subsidiaries for which the applicant is the auditor; 6. The engagement performance and responsibilities of the

services which affects its independence to the company or its subsidiaries for which the applicant is the auditor; 6. The engagement performance and responsibilities of the applicant shall be deemed

English (United States) AuditorQualityAssuranceReview also a team of knowledgeable and competent engagement partner and audit staff working together under a reliable audit quality control system of the

2015 and 2016 were restated because fictitious revenue had been recorded.  The SEC reviewed Patamavan’s engagement performance as NMG’s auditor and found that she failed to obtain reliable evidence that

engagement when appropriate; and (7) disclosing stewardship policy and activities.The I Code could also be a useful tool for strenthening local institutional investors? competitiveness in the global market

ซึ่งอยู่ในฐานะผู้ลงทุนที่มีความรับผิดชอบที่คำนึงถึงความเสี่ยงเกี่ยวกับการเปลี่ยนแปลงสภาพภูมิอากาศ (climate risk) และมุ่งเน้นการมีส่วนร่วม (engagement) กับบริษัทผู้ออกหลักทรัพย์ (investee companies) รวม

, embraces transition to change, creates awareness, supports and facilitates, and fosters engagement to ensure a smooth, effective and sustainable transition.“Most importantly, the SEC’s hands-on approach to

ในระหว่างการประชุม Presidents Committee นั้น ประธานคณะกรรมการด้านต่าง ๆ รวมถึงสมาชิกจากหน่วยงานสมาชิก IOSCO ได้หารือประเด็นที่สมาชิกให้ความสำคัญ ได้แก่ การดำเนินงานของ Financial Stability Engagement