investment goals. This may lead to multiple financial products in the investors' portfolios but insufficient solutions to the investors' long-term financial well-being. The SEC is proceeding with a strategic
Companies if Monitoring pursuant to Principle 3 is Considered Insufficient. Principle 5: Have a Clear Policy on Exercising Voting Rights and Disclosure of Voting Results. Principle 6: Act Collectively with
price rules to allow short selling at a price higher than the latest market price (uptick rule). If the existing measures are deemed insufficient, the SET may review the situation and propose for the
Engagement with the Investee Companies if Monitoring pursuant to Principle 3 is Considered Insufficient 45 Principle 5 Have a Clear Policy on Exercising Voting Rights and Disclosure of Voting Results 48
Seven Utilities and Power Public Co.,Ltd. 73 Mahachol Building, Soi Sukhumvit 62, Sukhumvit Rd., Phrakhanong Tai, Phrakhanong BKK.10260 บมจ. เซเว่น ยูทลิิตีส์้ แอนด์ พาวเวอร์ 73 อาคารมหาชล ซอยสขุมุ
2021 3 No. Question Answer Applicants may submit hard copies of the application documents at the SEC office during business days at 8:30 am – 4:30 pm (BKK time) or submit soft copies by email to
governing law and its inappropriate and insufficient management structure and personnel, Zipmex may be liable to offenses related to client assets, which may potentially harm public interests. Therefore, in