/ Registration • Brokerage о Securities Brokerage о Derivatives Agent о Guidelineon the commencement for operation of securities / derivatives business • Dealer о
. TorThor. 8/2551) To be filed before the commencement date of branch office. Notifying Report on Location Change of Headquarter, Full Branch, or Cyber Branch (Form 98(9)-1) (Notification OrThor. 12/2543
> Intermediaries > Asset Management Businesses > Custodian Market Data SHARE : Detail Content List of Custodian Approved by the office of SEC No. Custodian Name Address Approval Date Commencement
1 (TRANSLATION) SAFARI WORLD PUBLIC COMPANY LIMITED PCL 0107537000351 Ref. No. 080/2019 4 December 2019 Subject: Notification of the Resolution of the Board of Director’s Meeting regarding of the schedule of EGM1/2020, Capital Decrease, Capital increase, an Increasing of investment cost in Carnival Magic Project, and compensation for design and construction to related person. To: Managing Director The Stock Exchange of Thailand Reference: 1. Information Memorandum on the Issuance and Offering of...
Annual Report 2010 ANN UAL REPORT 2010 SECURITIES AND EXCHANGE COMMISSION, THAILAND ASEAN ECONOMIC COM MUN ITY Vision S = Setting High Standard E = Ethical C = Committed Pro = Professional Mission Core value: SEC-Pro The SEC develops and supervises the Thai capital market to ensure efficiency, fairness, transparency and integrity. The SEC is to establish the Thai capital market as an important alternative for investors and fund raisers with an efficient mechanism for investor empowerment and, in...
by JKN 2.2 ( ) Commencement of status of a concert party ( ) Termination of status of a concert party 2.3 ( ) Acquisition of a juristic person under Section 258 ( ) Termination of status of a juristic
(if known)) ( ) Subscription in excess of rights offering ( ✔) Exercise of conversion rights ( ) By way of inheritance ( ) Other (please specify): 2.2 ( ) Commencement of status of a concert party
( ) Commencement of status of a concert party ( ) Termination of status of a concert party 2.3 ( ) Acquisition of a juristic person under Section 258 ( ) Termination of status of a juristic person under Section 258
(if known)) ( ) Subscription in excess of rights offering ( ) Exercise of conversion rights ( ) By way of inheritance (✔) Other (please specify): Convertible Debenture (CD) 2.2 ( ) Commencement of