indicated in the documents published for dissemination of mutual fund rating information, containing essential statement that the information on mutual fund rating should be used only for supplementing the
private fund management company [unless indicated otherwise], including: (a) a securities company licensed to undertake securities business in the category of brokerage, dealing or underwriting of any
fund management company [unless indicated otherwise], including: (a) a securities company licensed to undertake securities business in the category of brokerage, dealing or underwriting of any securities
shall register the statement of claim and submit a copy of such statement of claim to the respondent at the address indicated in the statement of claim via registered mail; (2) the statement of claim does
of the arbitrator’s fee under Clause 32, the Office shall register the statement of claim and submit a copy of such statement of claim to the respondent at the address indicated in the statement of
. Clause 30 In addition to those specifically indicated, the SEC Office shall have the power to prescribe rules, conditions and procedures in detail relating to the matters prescribed in this Notification
by the securities company for compliance with this Notification. Clause 30 In addition to those specifically indicated, the SEC Office shall have the power to prescribe rules, conditions and procedures