) HouseStyle agreement between the issuer and the holder, and shall include any other electronic data units of right as specified in the notification of the SEC. “ digital asset ” means cryptocurrency and
include requirements for information technology governance and auditing by IT specialists. It also outlines the timeline to submit the IT audit report and IT Risk Assessment results, which must be
), the issuer shall submit a supplemental report (81-1 Short-Form) to the SEC Office within a designated timeframe. This report must include the following information: - Major shareholders and their
with ThaiBMA, which plays a crucial role in promoting and developing the bond market. The association’s responsibilities also include setting standards and practice guidelines for operating debt
investment based on their risk tolerance levels. The proposed measures include: 1. Arranging for an easy-to-understand risk ranking, from 1 to 8 in ascending order, to label each mutual fund; 2. Requiring
commencement of the outsourcing arrangement. The SEC ' s consideration factors include the qualifications of service provider, personnel, operating system and financial status. The consultation paper is
amendments for property funds include repealing the rules related to the fund establishment, requiring a work system to monitor unitholding to ensure compliance with rules on limitations of unitholding
include:- Adjusting the investment unit value to reflect the costs incurred from selling or buying assets in the fund portfolio,- Charging additional fees from the buyer/seller of investment
Excellence and (2) Stakeholders Relations whose roles include promoting and facilitating nationwide democratized access to products and services in the capital market. Moreover, the Corporate Finance