date of the change of the agent occurs in accordance with rules, procedures and conditions prescribed by the SEC. The provisions of the first and second paragraph shall apply to the case of placing
who collects and receives payments of debts unless the change of the agent occurs by operation of law governing merger of business of such person. Section 16. As regards the transfer of assets under an
INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2020 SECURITIES AND EXCHANGE COMMISSION, THAILAND Contents Executive Summary 01 04 08 15 28 58 62 70 47 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results A. Firm-Level B. Engagement-Level Root Cause Analysis Framework and Focuses in 2021 Essential Statistics Auditing Landscape in Thailand Executive Summary Over the past year, the Thai capital market experienced tremendous volatili...
Investor Strategies for Incorporating ESG Considerations into Corporate Interactions www.blackrock.com www.ceres.org Century21st Engagement Investor Strategies for Incorporating ESG Considerations into Corporate Interactions [ 5 ] FOREWORD The Value of Our Voice ......................................................................................................................................... 1 How ESG Megatrends Are Shaping Valuation ...........................................................
of its functions, for example, to administrators of nominee accounts. Where this happens, institutional investors have a right to expect that sub-custodians will recognise the rights of beneficial
alteration of trustee shall be made as provided by the terms and conditions of the trust instrument or when any of the following causes occurs: (1) the trustee resigns; (2) the trustee is under receivership
occurs: (1) the trustee resigns; (2) the trustee is under receivership, ceases to be a juristic person, or ceases to be a commercial bank; (3) the trustee is dismissed from trusteeship; (4) the SEC
following causes occurs: (1) the trustee resigns; (2) the trustee is under receivership, ceases to be a juristic person, or ceases to be a commercial bank; (3) the trustee is dismissed from trusteeship; (4
Disposal of Assets as follows: 1. Day/month/year in which the transaction occurs The Company will sign the share purchase agreement for NML shares and/or other related agreements within 28 August 2018 in
like to disclose the details of the transaction as prescribed by the Notification on Acquisition or Disposal of Assets as follows: 1. Day/month/year in which the transaction occurs As of 12 December 2018