transferred to Apple Wealth when in fact Sakkarin had never purchased any shares for the client in the first place. He made up false documents and misled the client that such share transfer did occur. Moreover
considering applications and getting legal and tax advice. The pilot process is expected to run until July 2018. The formal commencement of the Passport is expected to occur in around August 2018, once the JC
) When any incidents occur that apparently have material impacts on the NAV or the investment unit values, the values as of the day of the events shall be announced within the following business day. (4
day of each month shall be announced within the following business day; (3.3.3) When any incidents occur that apparently have material impacts on the NAV or the investment unit values, the values as
specific scope of services for the Sandbox to reduce risks and widespread impacts that may occur during the Sandbox period of no longer than one year as from the approval date. Nevertheless, upon expiration
Disposition of Assets Transaction will occur after the permission to set up the Trust has been approved by SEC and the Trust’s units are offered for sale and registration of the Trust’s assets is completed. The
the action take place. However, in the case where there is a complaint on the advise, trading instruction or negotiation and the case of the complaint has not yet been finished within such period, the
the clients for at least three month from the date which the action take place. However, in the case where there is a complaint on the advise, trading instruction or negotiation and the case of the
practices. Accordingly, those inter-transactions likely to take place in the future, would represent normal business transactions, with the disclosure of information duly carried out in accordance with The
recalculated to be on a continuing operations basis. Any further changes to the baseline will take place at the end of each financial year and will be publicly restated. The 2015/2016 baseline was deliberately