one month and publicly disclosed {F}' s inappropriate behaviors in performing duties as investment consultant and keeps such reprimand record for future reference if a breach of duty is repeated.

} and {F}, the SEC suspended them for one month while publicly disclosed {G}'s inappropriate behavior with the record of her demerit for future reference if breach of duty is found. {C} case was the

?s quarterly and annual financial statements for 2004, which was not prepared in compliance with generally accepted accounting principles concerning the matching principle, which was a breach of

quarter. However, the Company is in the course of legal proceedings to claim damages and opportunity costs from breach of contract. Net Profit attributable to Equity holders of the Company The Company has

million. As on 13 December 2018, the Company has submitted its testimony responding and counterclaiming for damages in the amount by Baht 106. 3 million, including the interest, on the ground of the breach

, the Company has submitted its testimony responding and counterclaiming for damages in the amount by Baht 106. 3 million, including the interest, on the ground of the breach of contract against the

submitted its testimony responding and counterclaiming for damages in the amount by Baht 106.3 million, including the interest, on the ground of the breach of contract against the Company. The Company’ s

signed in acceptance of the complete construction and approved the full payment by IEC even though the construction was in breach of the contract. The transactions as detailed above are liable to the

securities for herself or others, (4) interferance with the client's asset by withdrawing and transfering the client's securities, and (5) breach of ethical and professional code of conduct prescribed by the

, and (5) breach of ethical and professional code of conduct prescribed by the Association of Thai Securities Companies (ASCO)1. The SEC therefore revoked the approval of Auracha as securities investment