e-service Online Submission Derivatives Advisors >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 7/2560 16/02
e-service Online Submission See canceled document Derivatives Advisors >> Registrar and Licensing Type Title Section See Document Status Notified Date Effective Date 1. Act The Derivative Act B.E
e-service Online Submission See canceled document Derivatives Advisors >> Activities not deem to be classified as operating securities business Type Title Section See Document Status Notified Date
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) Board governance structure: Requiring DA operators – except DA advisors and the DA operators holding client assets at an amount less than 500 million baht and having less than 10,000 clients – to appoint
applications. However, SEC urges that companies having plan to be listed on SET as well as financial advisors should be well prepared for filing IPO applications along with complete documentation in advance in
receive, which the investors can compare this information in the factsheet of each fund. The investors can also consult investment advisors to help analyze the information. Moreover, other types of
. ____________________Notes to the news• List of 26 business operators granted approval to be licensed wealth advisors is as follows:1. Seven securities companies, namely:(1) KTB (Thailand) Securities Public Company Limited
issuance and offer for sale of securities and the relevant professionals, for example, appraisers, and financial advisors; 4. Information regarding any action undertaken with the company applying for
a valuable venue for networking and knowledge-sharing, the Roundtable produces policy reports and guides. The most important document remains the Roundtable‟s White Paper on Corporate Governance in